SEC Regulation Outside the United States Sixth Edition

This is the SEC Regulation Outside the United States Sixth Edition

Description: This book provides a comprehensive source of information on how USs federal security laws and Securities and Exchange Commission (SEC) regulations apply outside the USA.
The book has been thoroughly updated taking into account all of the latest changes in the USs federal security laws andamp; SEC regulations. Additionally it has had extra content added covering such topics as SOX internal controls, FCPA, PIPE enforcement cases and much, much more.
SEC Regulation Outside of the United States, Sixth Edition provides key information for market participants, including:
SEC Practice.
Public Offers with US Registered Tranches.
Private Placements.
Cross-border Mandamp;A Activities.
The Regulation of Non-US Money Managers and Hedge Fund Advisors.
Broker-dealer regulation and Exemptions.
Exemptions for Offering Hedge Funds to US Persons.
Compliance with SEC Requirements for Non-US Advisors and Broker Dealers and Key Regulatory Enforcement Actions Involving the Foreign Corrupt Practices Act.
Insider Trading, Hedge Fund Fraud and other Matters.
Key Features:
Provides a comprehensive source of information on how the USs federal security laws and SECs regulations apply outside the USA.
Updated and fully revised taking into account all the latest changes in applicable legislation and regulation.
Editor: Mark Berman


If your company is listed on the markets in the US youll need to understand how the the USs federal security law and SEC regulations affect you. This is where this books strength lies. Order today.

Category: Compliance (incl. Data Protection & SOX): Books and Toolkits